U.S. Department of Labor Employment Standards Administration Office of Labor-Management Standards Washington, DC 20210 FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved Office of Management and Budget No. 1215-0188 Expires: 11-30-2006 MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP This report is manadatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440. READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT. For Official Use Only 1. FILE NUMBER 541-704 2. PERIOD COVERED From 1/1/2005 Through 12/31/2005 3. (a) AMENDED - Is this an amended report: No (b) HARDSHIP - Filed under the hardship procedures: No (c) TERMINAL - This is a terminal report: No 4. AFFILIATION OR ORGANIZATION NAME COMMUTER RAIL EMPLOYEES, IND 5. DESIGNATION (Local, Lodge, etc.) LOCAL DIVISION 6. DESIGNATION NBR 9 7. UNIT NAME (if any) 8. MAILING ADDRESS (Type or print in capital letters) First Name JOSEPH Last Name LINDENBERG P.O Box - Building and Room Number PO BOX 230 Number and Street City BREWSTER State NY ZIP Code + 4 10509 9. Are your organization's records kept at its mailing address? No Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.) 26. SIGNED: Dennis G O'Keefe PRESIDENT 27. SIGNED: Joseph R Lindenberg TREASURER Date: Jan 03, 2007 Contact Info: Date: Jan 03, 2007 Contact Info: Form LM-2 (Revised 2003) ITEMS 10 THROUGH 21 FILE NUMBER: 541-704 10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? No 11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund? No 12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? Yes 13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.) No 14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? $25,000 15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? No 16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? No 17. Did the labor organization have any contingent liabilities at the end of the reporting period? No 18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? Yes 19. What is the date of the labor organization's next regular election of officers? 12/2008 20. How many members did the labor organization have at the end of the reporting period? 345 21. What ar the labor organization's rates of dues and fees? Rates of Dues and Fees Dues/Fees Amount Unit Minimum Maximum (a) Regular Dues/Fees 88/84/66 per Month 88 66 (b) Working Dues/Fees per (c) Initiation Fees per (d) Transfer Fees per (e) Work Permits per Form LM-2 (Revised 2003) STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 541-704 ASSETS ASSETS Schedule Number Start of Reporting Period (A) End of Reporting Period (B) 22. Cash $30,985 $63,951 23. Accounts Receivable 1 $0 $0 24. Loans Receivable 2 $3,000 $0 25. U.S. Treasury Securities $0 $0 26. Investments 5 $0 $0 27. Fixed Assets 6 $0 $0 28. Other Assets 7 $0 $0 29. TOTAL ASSETS $33,985 $63,951 LIABILITIES LIABILITIES Schedule Number Start of Reporting Period (A) End of Reporting Period (B) 30. Accounts Payable 8 $0 $0 31. Loans Payable 9 $0 $0 32. Mortgages Payable $0 $0 33. Other Liabilities 10 $0 $0 34. TOTAL LIABILITIES $0 $0 35. NET ASSETS $33,985 $63,951 Form LM-2 (Revised 2003) STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 541-704 CASH RECEIPTS SCH AMOUNT 36. Dues and Agency Fees $367,267 37. Per Capita Tax $0 38. Fees, Fines, Assessments, Work Permits $0 39. Sale of Supplies $0 40. Interest $0 41. Dividends $0 42. Rents $0 43. Sale of Investments and Fixed Assets 3 $0 44. Loans Obtained 9 $0 45. Repayments of Loans Made 2 $3,000 46. On Behalf of Affiliates for Transmittal to Them $0 47. From Members for Disbursement on Their Behalf $0 48. Other Receipts 14 $0 49. TOTAL RECEIPTS $370,267 CASH DISBURSEMENTS SCH AMOUNT 50. Representational Activities 15 $146,390 51. Political Activities and Lobbying 16 $6,933 52. Contributions, Gifts, and Grants 17 $3,238 53. General Overhead 18 $19,106 54. Union Administration 19 $42,492 55. Benefits 20 $0 56. Per Capita Tax $83,454 57. Strike Benefits $0 58. Fees, Fines, Assessments, etc. $0 59. Supplies for Resale $0 60. Purchase of Investments and Fixed Assets 4 $0 61. Loans Made 2 $0 62. Repayment of Loans Obtained 9 $0 63. To Affiliates of Funds Collected on Their Behalf $0 64. On Behalf of Individual Members $0 65. Direct Taxes $35,698 66. Subtotal $337,311 67. Withholding Taxes and Payroll Deductions 67a. Total Withheld $24,181 67b. Less Total Disbursed $24,181 67c. Total Withheld But Not Disbursed $0 68. TOTAL DISBURSEMENTS $337,311 Form LM-2 (Revised 2003) SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 541-704 List below loans to officers, employees, or members which at any time during the reporting period exceeded $250 and list all loans to business enterprises regarless of amount. (A) Loans Outstanding at Start of Period (B) Loans Made During Period (C) Cash (D)(1) Other Than Cash (D)(2) Loans Outstanding at End of Period (E) Total of loans not listed above $0 Total of all lines $3,000 $0 $3,000 $0 $0 Totals will be automatically entered in... Item 24 Column (A) Item 61 Item 45 Item 69 with Explanation Item 24 Column (B) Name: ACRE Executive Board Purpose: Security deposit for Security: CD Terms: When available $3,000 $0 $3,000 $0 $0 Form LM-2 (Revised 2003) SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 5 - INVESTMENTS FILE NUMBER: 541-704 Description (A) Amount (B) Marketable Securities 1. Total Cost $0 2. Total Book Value $0 3. List each marketable security which has a book value over $5000 and exceeds 5% of Line 2. . $0 Other Investments 4. Total Cost $0 5. Total Book Value $0 6. List each other investment which has a book value over $5000, of Line 5. Also list each Trust which is an investment. . $0 7. Total of Lines 2 and 5 (Total will be automatically entered in Item 26, Column(B)) $0 Form LM-2 (Revised 2003) SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 541-704 (A) Name (B) Title (C) Status (D) Gross Salary Disbursements (before any deductions) (E) Allowances Disbursed (F) Disbursements for Official Business (G) Other Disbursements not reported in (D) thru (F) (H) TOTAL A B C Vincent Cerchiara Relief Committee C $858 $0 $0 $0 $858 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Tommy R Cooper Local Chairman C $16,806 $0 $4,156 $0 $20,962 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Ronald R DeAndrus Local Chairman C $7,705 $0 $10,118 $0 $17,823 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Francis DeMartino Election Committee C $542 $0 $0 $0 $542 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Michael F Doyle General Chairman C $45,530 $0 $6,118 $0 $51,648 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C John M Gaines Legislative Rep C $6,933 $0 $0 $0 $6,933 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying 100 % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Richard R Gunderman Local Chairman C $21,951 $0 $7,360 $0 $29,311 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Joseph R Lindenberg Secretary/Treasurer C $20,768 $0 $2,850 $0 $23,618 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Michael B McCarthy President C $9,306 $0 $0 $0 $9,306 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Thomas B Meehan Election Committee C $542 $0 $0 $0 $542 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C John J Potthast Local Chairman C $18,348 $0 $4,093 $0 $22,441 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Timothy R Walton Election Committee C $542 $0 $0 $0 $542 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Steven B Keindl Relief Committee C $0 $0 $243 $0 $243 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % Total Officer Disbursements $149,831 $0 $34,938 $0 $184,769 Less Deductions Net Disbursements $184,769 Form LM-2 (Revised 2003) SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 541-704 Category of Membership (A) Number (B) Voting Eligibility (C) Members 345 Agency Fee Payers* 21 Total Members/Fee Payers 366 *Agency Fee Payers are not considered members of the labor organization. Active 321 Yes Engineer Training Program 24 No Form LM-2 (Revised 2003) DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 541-704 SCHEDULE 14 OTHER RECEIPTS 1. Named Payer Itemized Receipts $0 2. Named Payer Non-itemized Receipts $0 3. All Other Receipts 4. Total Receipts $0 SCHEDULE 17 CONTRIBUTIONS, GIFTS & GRANTS 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $0 4. To Employees $0 5. All Other Disbursements $3,238 6. Total Disbursements $3,238 SCHEDULE 15 REPRESENTATIONAL ACTIVITIES 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $142,185 4. To Employees $0 5. All Other Disbursements $4,205 6. Total Disbursements $146,390 SCHEDULE 18 GENERAL OVERHEAD 1. Named Payee Itemized Disbursements $15,689 2. Named Payee Non-itemized Disbursements $0 3. To Officers $0 4. To Employees $0 5. All Other Disbursements $3,417 6. Total Disbursements $19,106 SCHEDULE 16 POLITICAL ACTIVITIES AND LOBBYING 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $6,933 4. To Employees $0 5. All Other Disbursements 6. Total Disbursement $6,933 SCHEDULE 19 UNION ADMINISTRATION 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $35,651 4. To Employees $0 5. All Other Disbursements $6,841 6. Total Disbursements $42,492 Form LM-2 (Revised 2003) SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 541-704 There was no data found for this schedule. SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 541-704 Name and Address (A) ACRE Executive Board 420 Lexington Ave Suite 215 New York NY 10017 Type or Classification (B) Utilities Purpose (C) Date (D) Amount (E) Total Itemized Transactions $5,803 Total Non-Itemized Transactions Total of All Transactions $5,803 Cellular phone service 01/26/2005 $703 Cellular phone service 05/10/2005 $2,096 Cellular phone service 06/30/2005 $539 Cellular phone service 08/04/2005 $555 Cellular phone service 09/14/2005 $547 Cellular phone service 11/21/2005 $666 Cellular phone service 12/05/2005 $697 Name and Address (A) The Lunchbox 420 Lexington Ave New York NY 10017 Type or Classification (B) Division function Purpose (C) Date (D) Amount (E) Total Itemized Transactions $9,886 Total Non-Itemized Transactions Total of All Transactions $9,886 Food for 10/9/05 retirement 10/09/2005 $1,600 Food for 10/9/05 retirement 10/09/2005 $150 Food for 12/12/2005 election meeting 12/14/2005 $116 Food for 12/15/2005 Christmas 12/20/2005 $3,438 Food for 2/28/2005 retirement 03/16/2005 $1,495 Food for 12/2004 Christmas 01/26/2005 $3,087 Form LM-2 (Revised 2003) SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 20 - BENEFITS FILE NUMBER: 541-704 There was no data found for this schedule. 69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 541-704 Question 12: Alan J Wolfson CPA Question 18: New by-laws attatched Schedule 13 : Active = full membership Schedule 13 : Engineer Training Program; Student engineers who have the full benefit of membership without the right to vote Reduced dues of $66 Address of Record: 1603 Eagles Ridge, Brewster, NY 10509 Schedule 13 : Engineer Training Program = reduced dues of $66 and not a full member in good standing therefore excluded from full voting rights General Information: ETP=Engineer Training Program: student engineers are provided with full benefits of membership with the exception of voting rights. Reduced dues of $66 Form LM-2 (Revised 2003)