Return U.S. Department of Labor Employment Standards Administration Office of Labor-Management Standards Washington, DC 20210 FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT Form Approved Office of Management and Budget No. 1215-0188 Expires: 11-30-2006 MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP This report is manadatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440. READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT. For Official Use Only 1. FILE NUMBER 541-704 2. PERIOD COVERED From 1/1/2006 Through 12/31/2006 3. (a) AMENDED - Is this an amended report: No (b) HARDSHIP - Filed under the hardship procedures: No (c) TERMINAL - This is a terminal report: No 4. AFFILIATION OR ORGANIZATION NAME COMMUTER RAIL EMPLOYEES, IND 5. DESIGNATION (Local, Lodge, etc.) LOCAL DIVISION 6. DESIGNATION NBR 9 7. UNIT NAME (if any) 8. MAILING ADDRESS (Type or print in capital letters) First Name JOSEPH Last Name LINDENBERG P.O Box - Building and Room Number PO BOX 230 Number and Street City BREWSTER State NY ZIP Code + 4 10509 9. Are your organization's records kept at its mailing address? No Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.) 26. SIGNED: Dennis G O'Keefe PRESIDENT 27. SIGNED: Joseph R Lindenberg TREASURER Date: Mar 29, 2007 Contact Info: Date: Mar 29, 2007 Contact Info: Form LM-2 (Revised 2003) ITEMS 10 THROUGH 21 FILE NUMBER: 541-704 10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries? No 11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund? No 12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative? Yes 13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.) No 14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds? $25,000 15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale? No 16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period? No 17. Did the labor organization have any contingent liabilities at the end of the reporting period? No 18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions? No 19. What is the date of the labor organization's next regular election of officers? 2008 20. How many members did the labor organization have at the end of the reporting period? 363 21. What ar the labor organization's rates of dues and fees? Rates of Dues and Fees Dues/Fees Amount Unit Minimum Maximum (a) Regular Dues/Fees 88 per month 66 88 (b) Working Dues/Fees 0 per (c) Initiation Fees 0 per (d) Transfer Fees 0 per (e) Work Permits 0 per Form LM-2 (Revised 2003) STATEMENT A - ASSETS AND LIABILITIES FILE NUMBER: 541-704 ASSETS ASSETS Schedule Number Start of Reporting Period (A) End of Reporting Period (B) 22. Cash $63,951 $92,562 23. Accounts Receivable 1 $0 $0 24. Loans Receivable 2 $0 $0 25. U.S. Treasury Securities $0 $0 26. Investments 5 $0 $0 27. Fixed Assets 6 $0 $0 28. Other Assets 7 $0 $0 29. TOTAL ASSETS $63,951 $92,562 LIABILITIES LIABILITIES Schedule Number Start of Reporting Period (A) End of Reporting Period (B) 30. Accounts Payable 8 $0 $0 31. Loans Payable 9 $0 $0 32. Mortgages Payable $0 $0 33. Other Liabilities 10 $0 $0 34. TOTAL LIABILITIES $0 $0 35. NET ASSETS $63,951 $92,562 Form LM-2 (Revised 2003) STATEMENT B - RECEIPTS AND DISBURSEMENTS FILE NUMBER: 541-704 CASH RECEIPTS SCH AMOUNT 36. Dues and Agency Fees $381,634 37. Per Capita Tax $0 38. Fees, Fines, Assessments, Work Permits $0 39. Sale of Supplies $0 40. Interest $0 41. Dividends $0 42. Rents $0 43. Sale of Investments and Fixed Assets 3 $0 44. Loans Obtained 9 $0 45. Repayments of Loans Made 2 $0 46. On Behalf of Affiliates for Transmittal to Them $0 47. From Members for Disbursement on Their Behalf $0 48. Other Receipts 14 $0 49. TOTAL RECEIPTS $381,634 CASH DISBURSEMENTS SCH AMOUNT 50. Representational Activities 15 $155,407 51. Political Activities and Lobbying 16 $6,705 52. Contributions, Gifts, and Grants 17 $1,468 53. General Overhead 18 $16,840 54. Union Administration 19 $51,466 55. Benefits 20 $0 56. Per Capita Tax $87,632 57. Strike Benefits $0 58. Fees, Fines, Assessments, etc. $0 59. Supplies for Resale $0 60. Purchase of Investments and Fixed Assets 4 $0 61. Loans Made 2 $0 62. Repayment of Loans Obtained 9 $0 63. To Affiliates of Funds Collected on Their Behalf $0 64. On Behalf of Individual Members $0 65. Direct Taxes $33,510 66. Subtotal $353,028 67. Withholding Taxes and Payroll Deductions 67a. Total Withheld $21,536 67b. Less Total Disbursed $21,536 67c. Total Withheld But Not Disbursed $0 68. TOTAL DISBURSEMENTS $353,028 Form LM-2 (Revised 2003) SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 2 - LOANS RECEIVABLE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 5 - INVESTMENTS FILE NUMBER: 541-704 Description (A) Amount (B) Marketable Securities 1. Total Cost $0 2. Total Book Value $0 3. List each marketable security which has a book value over $5000 and exceeds 5% of Line 2. . $0 Other Investments 4. Total Cost $0 5. Total Book Value $0 6. List each other investment which has a book value over $5000, of Line 5. Also list each Trust which is an investment. . $0 7. Total of Lines 2 and 5 (Total will be automatically entered in Item 26, Column(B)) $0 Form LM-2 (Revised 2003) SCHEDULE 6 - FIXED ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 7 - OTHER ASSETS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 9 - LOANS PAYABLE FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 10 - OTHER LIABILITIES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS FILE NUMBER: 541-704 (A) Name (B) Title (C) Status (D) Gross Salary Disbursements (before any deductions) (E) Allowances Disbursed (F) Disbursements for Official Business (G) Other Disbursements not reported in (D) thru (F) (H) TOTAL A B C Tommy R Cooper Local Chairman C $19,842 $0 $5,892 $0 $25,734 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Stephen J Donnelly Local Chairman N $19,797 $0 $3,748 $0 $23,545 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Vincent Cerchiara Relief Committee C $500 $0 $0 $0 $500 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Thomas J Kirner Local Chairman N $16,544 $0 $4,738 $0 $21,282 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Michael B McCarthy President C $5,028 $0 $0 $0 $5,028 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Dennis G O'Keefe Vice-President C $4,630 $0 $119 $0 $4,749 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C John M Gaines Leg Rep C $6,705 $0 $0 $0 $6,705 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying 100 % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Chris Lundy Alt Sec/Treas C $978 $0 $132 $0 $1,110 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C John J Potthast Vice Gen Chairman C $21,300 $0 $5,999 $0 $27,299 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Joseph R Lindenberg Secretary/Treasurer C $22,981 $0 $4,405 $0 $27,386 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration 100 % A B C Michael F Doyle General Chairman C $47,178 $0 $9,259 $0 $56,437 I Schedule 15 Representational Activities 100 % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead % Schedule 19 Administration % A B C Partrick J Byrne Trustee N $0 $0 $270 $0 $270 I Schedule 15 Representational Activities % Schedule 16 Political Activities and Lobbying % Schedule 17 Contributions % Schedule 18 General Overhead 100 % Schedule 19 Administration % Total Officer Disbursements $165,483 $0 $34,562 $0 $200,045 Less Deductions $28,188 Net Disbursements $171,857 Form LM-2 (Revised 2003) SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 13 - MEMBERSHIP STATUS FILE NUMBER: 541-704 Category of Membership (A) Number (B) Voting Eligibility (C) Members 363 Agency Fee Payers* 20 Total Members/Fee Payers 383 *Agency Fee Payers are not considered members of the labor organization. Active 329 Yes Engineer Training Program 34 No Form LM-2 (Revised 2003) DETAILED SUMMARY PAGE - SCHEDULES 14 THROUGH 19 FILE NUMBER: 541-704 SCHEDULE 14 OTHER RECEIPTS 1. Named Payer Itemized Receipts $0 2. Named Payer Non-itemized Receipts $0 3. All Other Receipts 4. Total Receipts $0 SCHEDULE 17 CONTRIBUTIONS, GIFTS & GRANTS 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $0 4. To Employees $0 5. All Other Disbursements $1,468 6. Total Disbursements $1,468 SCHEDULE 15 REPRESENTATIONAL ACTIVITIES 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $155,407 4. To Employees $0 5. All Other Disbursements 6. Total Disbursements $155,407 SCHEDULE 18 GENERAL OVERHEAD 1. Named Payee Itemized Disbursements $7,223 2. Named Payee Non-itemized Disbursements $0 3. To Officers $270 4. To Employees $0 5. All Other Disbursements $9,347 6. Total Disbursements $16,840 SCHEDULE 16 POLITICAL ACTIVITIES AND LOBBYING 1. Named Payee Itemized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $6,705 4. To Employees $0 5. All Other Disbursements 6. Total Disbursement $6,705 SCHEDULE 19 UNION ADMINISTRATION 1. Named Payee Itemized Disbursements $7,156 2. Named Payee Non-itemized Disbursements $0 3. To Officers $37,663 4. To Employees $0 5. All Other Disbursements $6,647 6. Total Disbursements $51,466 Form LM-2 (Revised 2003) SCHEDULE 14 - OTHER RECEIPTS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 15 - REPRESENTATIONAL ACTIVITIES FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 16 - POLITICAL ACTIVITIES AND LOBBYING FILE NUMBER 541-704 There was no data found for this schedule. SCHEDULE 17 - CONTRIBUTIONS, GIFTS & GRANTS FILE NUMBER: 541-704 There was no data found for this schedule. SCHEDULE 18 - GENERAL OVERHEAD FILE NUMBER: 541-704 Name and Address (A) Sprint PO BOX 4181 Carol Stream IL 60197 Type or Classification (B) Utilities Purpose (C) Date (D) Amount (E) Total Itemized Transactions $7,223 Total Non-Itemized Transactions Total of All Transactions $7,223 Cellular service 05/22/2006 $570 Cellular service 06/28/2006 $709 Cellular service 07/28/2006 $947 Cellular service 08/29/2006 $731 Cellular service 09/22/2006 $941 Cellular service 11/14/2006 $1,067 Cellular service 11/27/2006 $1,049 Cellular service 12/23/2006 $1,209 Form LM-2 (Revised 2003) SCHEDULE 19 - UNION ADMINISTRATION FILE NUMBER: 541-704 Name and Address (A) ACRE Executive Board 420 Lexington Ave Suite 215 NYC NY 10017 Type or Classification (B) Division function Purpose (C) Date (D) Amount (E) Total Itemized Transactions $6,359 Total Non-Itemized Transactions $0 Total of All Transactions $6,359 Hall rental 01/24/2006 $272 Lunch for committee meetings 12/23/05 & 1/10/06 01/27/2006 $413 Hall rental 02/01/2006 $272 Reimbursement for 2006 NMB conference 04/04/2006 $2,531 Hall rental 04/30/2006 $566 Hall rental 05/31/2006 $272 Hall rental 06/09/2006 $284 Hall rental (Balance of May) 06/28/2006 $13 Reimbursement for GCA meetings 6/27, 28 30 08/29/2006 $448 Hall rental 09/26/2006 $284 Reimbursement for GCA meeting 9/27 11/14/2006 $150 Hall rental ( Oct/Nov) 11/14/2006 $570 Hall rental 12/23/2006 $284 Name and Address (A) ACRE Executive Board 420 Lexington Ave Suite 215 NYC NY 10017 Type or Classification (B) Division Function Purpose (C) Date (D) Amount (E) Total Itemized Transactions $797 Total Non-Itemized Transactions Total of All Transactions $797 Hall rental 04/05/2006 $525 Hall rental 05/06/2006 $272 Form LM-2 (Revised 2003) SCHEDULE 20 - BENEFITS FILE NUMBER: 541-704 There was no data found for this schedule. 69. ADDITIONAL INFORMATION SUMMARY FILE NUMBER: 541-704 Address of Record: 1603 Eagles Ridge, Brewster, NY Question 12: Trustees Schedule 13 : Certified engineers Schedule 13 : ETP= Student engineers granted full membership with the exception of voting rights. Paying reduced dues of $66 Schedule 13 : Engineer trainees are are not fully certified employees Form LM-2 (Revised 2003)